Chief Compliance & AML Officer
Sujata is EquityZen's Chief Compliance Officer & AML Officer. Sujata specializes in anti-money laundering and broker-dealer compliance, and she helps to ensure that transactions conducted through EquityZen are done in accordance with applicable laws and regulations. She began her career at Calyon Securities (USA), Inc. (now known as Credit Agricole Securities (USA) Inc.) as a Junior Compliance Officer. Sujata graduated from Boston University with a Bachelor of Arts in History. She maintains Series 7, 24, and 99 registrations and is a Certified Anti-Money Laundering Specialist.
Sujata enjoys travel, yoga, and the Mets.